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Articlesby Tom HudsonJune 24, 2019

Just One More Thing ...

Don’t let your compliance officer off the hook without an ironclad checklist of all the rules and regulations surrounding dealer advertising.

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ArticlesApril 15, 2019

4 Compliance Mistakes Every Dealer Makes Once

Expert lists four surprisingly common — but easily avoidable — errors and omissions dealer principals commit along the road to front-end compliance.

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ArticlesAugust 11, 2015

Duty Calls

GSM offers pointed advice for selecting your compliance officer and putting them to work.

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ArticlesNovember 8, 2013

Don't Use Fake Fronts, Hire a Compliance Officer

Is your compliance program the real deal? The magazine’s legal wiz explains why nominating a compliance officer is only the first step.

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